{"id":1182219,"date":"2025-11-28T15:37:23","date_gmt":"2025-11-28T13:37:23","guid":{"rendered":"https:\/\/www.nssmc.gov.ua\/?p=1182219"},"modified":"2025-12-01T11:20:10","modified_gmt":"2025-12-01T09:20:10","slug":"kliuchovi-rishennia-nktspfr-vid-28-11-2025","status":"publish","type":"post","link":"https:\/\/www.nssmc.gov.ua\/en\/kliuchovi-rishennia-nktspfr-vid-28-11-2025\/","title":{"rendered":"Key NSSMC decisions dated 28 Nov 2025"},"content":{"rendered":"

Within the scope of regulatory activities, the Commission:<\/strong><\/p>\n

\u2022 approved its clarification \u201cOn the application of the provisions of paragraph 11 of part twenty-four of Article 48 of the Law of Ukraine \u2018On Joint Investment Institutions\u2019\u201d;
\n\u2022 approved the draft Resolution of the Board of the National Bank of Ukraine \u201cOn Amendments to the Resolution of the Board of the National Bank of Ukraine No. 85 dated 25 June 2020, and Recognition of Certain Regulatory Legal Acts as No Longer Valid\u201d;
\n\u2022 considered the draft Resolution of the Cabinet of Ministers of Ukraine \u201cThe Issues of the Joint-Stock Company \u2018Natsionalna Aktsionerna Kompaniya Naftogaz Ukrainy\u2019\u201d;
\n\u2022 approved amendments to the Rulemaking Plan of the National Securities and Stock Market Commission for 2025;
\n\u2022 approved the draft Resolution of the National Securities and Stock Market Commission \u201cOn Providing by Participants in the Capital Market and Organized Commodity Markets the National Securities and Stock Market Commission with Financial Reporting for the Purpose of Receiving Administrative Services during Martial Law.\u201d<\/p>\n

Within the scope of supervision, the Commission:<\/strong><\/p>\n

\u2022 made changes to the list of assets, including cash belonging to clients\/depositors of FREEDOM FINANCE UKRAINE LLC, to which the sanction of \u201casset freezing\u201d was applied;
\n\u2022 The schedule of inspections of primary financial monitoring entities by the National Securities and Stock Market Commission for 2026 was approved.<\/p>\n

Regarding registration and licensing issues, the Commission:<\/strong><\/p>\n

\u2022 found that IK BUSINESS-INVEST LLC complies with the criteria specified in the Resolution of the Cabinet of Ministers of Ukraine No. 76 dated 27 January 2023;
\n\u2022 approved the draft charter and registration of the issue of shares of ZNVKIF TIM CAPITAL JSC for the purpose of forming the initial authorized capital;
\n\u2022 approved the draft charter and registration of the issue of shares of ZNVKIF SOCIUM INVEST JSC for the purpose of forming the initial authorized capital.<\/p>\n

Regarding the appointment of officials at professional market participants, the Commission:<\/strong><\/p>\n

\u2022 approved the person responsible for performing the functions of Risk Manager at Ukrainska Torhova Platforma LLC;
\n\u2022 approved the Director of SOKRAT FK LLC;
\n\u2022 approved the person appointed as Internal Auditor, the person assigned the functions of Compliance Manager and Risk Manager at KUA IVEX ASSET MANAGEMENT LLC;
\n\u2022 approved a member of the Supervisory Board and the person assigned the functions of Risk Manager at KUA SUCHASNI FINANSOVI INSTRUMENTY LLC;
\n\u2022 approved the person appointed as Chief Accountant at KUA DOBROBUD-INVEST LLC;
\n\u2022 approve the person assigned the functions of Risk Manager and the person appointed as Internal Auditor at KUA INVESTYTSIYNYI DIM LLC;
\n\u2022 approved the person assigned the functions of Risk Manager, the person assigned the functions of Compliance Manager at KUA ALTUS ASSETS ACTIVITIES LLC.<\/p>\n

These Commission decisions are available by following the link<\/a><\/strong>.<\/p>","protected":false},"excerpt":{"rendered":"

Within the scope of regulatory activities, the Commission: \u2022 approved its clarification \u201cOn the application of the provisions of paragraph 11 of part twenty-four of Article 48 of the Law…<\/p>\n","protected":false},"author":367,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3,857,4],"tags":[],"class_list":["post-1182219","post","type-post","status-publish","format-standard","hentry","category-golovn-novini","category-zasidannia-komisii","category-news"],"_links":{"self":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182219","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/users\/367"}],"replies":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/comments?post=1182219"}],"version-history":[{"count":3,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182219\/revisions"}],"predecessor-version":[{"id":1182223,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182219\/revisions\/1182223"}],"wp:attachment":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/media?parent=1182219"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/categories?post=1182219"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/tags?post=1182219"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}