{"id":1182863,"date":"2026-03-04T17:07:00","date_gmt":"2026-03-04T15:07:00","guid":{"rendered":"https:\/\/www.nssmc.gov.ua\/?p=1182863"},"modified":"2026-03-05T15:15:22","modified_gmt":"2026-03-05T13:15:22","slug":"kliuchovi-rishennia-nktspfr-vid-04-03-2026","status":"publish","type":"post","link":"https:\/\/www.nssmc.gov.ua\/en\/kliuchovi-rishennia-nktspfr-vid-04-03-2026\/","title":{"rendered":"Key NSSMC decisions dated 04 Mar 2026"},"content":{"rendered":"

Within the scope of regulatory activities, the Commission:<\/strong><\/p>\n

\u25cf as regards the draft Law of Ukraine \u201cOn Amendments to Certain Legislative Acts Regarding the Attraction of Strategic Foreign Investors to the Infrastructure of Capital Markets of Ukraine\u201d;
\n\u25cf endorsed the draft Resolution of the Cabinet of Ministers of Ukraine \u201cOn Approval of the National Program for the Adaptation of Ukrainian Legislation to European Union Law (EU acquis)\u201d;
\n\u25cf amended the Procedure for approving persons appointed to the position of head of a professional participant in capital markets and organized commodity markets, officials of the internal control system, and persons responsible for financial monitoring;
\n\u25cf approved the Amendments to the NSSMC Rulemaking Plan for 2026;
\n\u25cf approved the draft NSSMC Resolution \u201cOn the Specifics of Concluding and Executing Transactions with Ukrainian Sovereign Eurobonds during Martial Law\u201d;
\n\u25cf approved the draft NSSMC Resolution \u201cOn Approval of the Regulations on Financial Monitoring by Primary Financial Monitoring Entities, the State Regulation and Supervision of Whose Activities is Carried Out by the National Securities and Stock Market Commission\u201d;
\n\u25cf amended the Regulations on open selection (competition) for positions of NSSMC authorized persons.<\/p>\n

Within the scope of supervision, the Commission:<\/strong><\/p>\n

\u25cf updated a list of assets, including cash belonging to clients\/depositors of FREEDOM FINANCE UKRAINE LLC, to which the sanction of \u201casset freezing\u201d is applied;
\n\u25cf reviewed the draft Regulation of the Cabinet of Ministers of Ukraine \u201cOn Approval of the Personal Composition of the Commission for the Selection of a Complex Asset Manager\u201d.<\/p>\n

Regarding registration and licensing issues, the Commission:<\/strong><\/p>\n

\u25cf lifted restrictions on securities of ATP 13058 PrJSC;
\n\u25cf registered the issue of shares of Fond Dekarbonizatsii Ukrainy (without a public offering);
\n\u25cf registered a report on the results of the issue of shares without a public offering by TEPLYCHNY KOMBINAT PJSC;
\n\u25cf registered a report on the results of the issue of Series A corporate bonds by DRIVE LEASING LLC;
\n\u25cf registered changes to the Rules for conducting clearing activities of PJSC “Rozrakhunkovyi tsentr z obsluhovuvannia dohovoriv na finansovykh rynkakh;
\n\u25cf issued a license for professional activities on capital markets \u2014 depositary activities, namely depositary activities of the depositary institution BANK INVESTYTSIY TA ZAOSHCHADZHEN JSC;
\n\u25cf registered the issue of shares of ZNVKIF GOLDINVEST JSC for joint investment purposes and the prospectus for the issue of these shares;
\n\u25cf approved the draft statutes and registration of the issue of shares of ZNVKIF SPADSHCHYNA JSC and ZNVKIF FOOD INVEST for the purpose of forming the initial authorized capital;
\n\u25cf canceled the registration of the issue of shares and revoked a temporary certificate of registration of the issue of shares for the purpose of forming the initial authorized capital of ZNVKIF TOWER INVEST;
\n\u25cf confirmed that SMART BOND. UA LLC, KUA PHOENIX-CAPITAL LLC, FK PHOENIX-UKRAINE LLC, and KUA FARLONG LLC comply with the criteria specified in Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023.<\/p>\n

Regarding appointment of officials at professional market participants, the Commission:<\/strong><\/p>\n

\u25cf approved a Member of the Supervisory Board of NATIONAL DEPOSITARY OF UKRAINE LLC;
\n\u25cf approved a person responsible for performing the duties of Risk Manager at REAKOMP-INVEST LLC;
\n\u25cf approved the Internal Auditor and a person responsible for performing the duties of Compliance Manager at REAKOMP-INVEST LLC;
\n\u25cf approved the intention to acquire a qualifying holding by persons\/entities in professional participants of capital markets KUA EFEKTYVNI INVESTYTSII LLC and KUA COIN GROUP LLC;
\n\u25cf approved a person responsible for financial monitoring and a person responsible for the duties of Risk Manager and Compliance Manager, as well as Internal Auditor of KUA INVESTCAPITAL LLC;
\n\u25cf approved the persons responsible for performing the duties of Compliance Manager and persons responsible for performing the duties of Risk Manager at FK FINBUD LLC and KUA AKTIV INVEST LLC;
\n\u25cf approved a person appointed to the position of Risk and Compliance Manager at FK ECO-DIM LLC;
\n\u25cf approved a person appointed to the position of Compliance Manager and a person responsible for performing the duties of Risk Manager at KUA-APF FINCOM ASSET MANAGEMENT LLC;
\n\u25cf approved a person responsible for performing the duties of Risk Manager and Compliance Manager at KUA CAPSTONE CAPITAL LLC. <\/p>\n

Also, the Commission endorsed a decision on the composition of the College of the SOE Agency for the Development of the Stock Market Infrastructure of Ukraine. <\/p>\n

These Commission decisions are available by following the link<\/a>.
\n<\/p>","protected":false},"excerpt":{"rendered":"

Within the scope of regulatory activities, the Commission: \u25cf as regards the draft Law of Ukraine \u201cOn Amendments to Certain Legislative Acts Regarding the Attraction of Strategic Foreign Investors to…<\/p>\n","protected":false},"author":367,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3,857,4],"tags":[],"class_list":["post-1182863","post","type-post","status-publish","format-standard","hentry","category-golovn-novini","category-zasidannia-komisii","category-news"],"_links":{"self":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182863","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/users\/367"}],"replies":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/comments?post=1182863"}],"version-history":[{"count":2,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182863\/revisions"}],"predecessor-version":[{"id":1182881,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182863\/revisions\/1182881"}],"wp:attachment":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/media?parent=1182863"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/categories?post=1182863"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/tags?post=1182863"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}