{"id":1182974,"date":"2026-03-18T16:40:31","date_gmt":"2026-03-18T14:40:31","guid":{"rendered":"https:\/\/www.nssmc.gov.ua\/?p=1182974"},"modified":"2026-03-20T15:31:10","modified_gmt":"2026-03-20T13:31:10","slug":"ua-kliuchovi-rishennia-nktspfr-vid-18-03-2026","status":"publish","type":"post","link":"https:\/\/www.nssmc.gov.ua\/en\/ua-kliuchovi-rishennia-nktspfr-vid-18-03-2026\/","title":{"rendered":"Key NSSMC decisions dated 18 Mar 2026"},"content":{"rendered":"

In its rulemaking capacity, the Commission:<\/strong><\/p>\n

\u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amendments to Certain Laws of Ukraine Regarding the Definition of Business Entities\u201d;
\n\u25cf approved the draft Resolution of the Cabinet of Ministers of Ukraine \u201cOn Approval of the Action Plan for the Implementation of the European Commission\u2019s Recommendations Presented in the Report on Ukraine\u2019s Progress as Part of the 2025 European Union Enlargement Package\u201d;
\n\u25cf approved the draft Order of the Ministry of Finance of Ukraine \u201cOn Updating the Corporate Income Tax Return Form\u201d;
\n\u25cf reviewed the draft Resolution of the Cabinet of Ministers of Ukraine \u201cCertain Issues Regarding the Activities of the Supervisory Board of a State Unitary Enterprise or a Business Entity with Over 50 Percent of the Shares (Stakes) in the Authorized Capital Belonging to the State\u201d.<\/p>\n

In its oversight capacity, the Commission:<\/strong><\/p>\n

\u25cf issued a separate permit to conduct a full range of transactions involving securities owned by Capital-Profbud LLC;
\n\u25cf issued a separate permit to conduct a full range of transactions in connection with the privatization of a state-owned stake;
\n\u25cf approved the Resolution \u201cOn Conducting an Inspection of KINTO, LTD LLC\u201d;
\n\u25cf approved the Resolution \u201cOn Conducting an Inspection of FONDOVA KOMPANIIA ZENIT-DT LLC\u201d;
\n\u25cf updated a list of assets, including cash, belonging to clients\/depositors of FREEDOM FINANCE UKRAINE LLC, to which an \u201casset freeze\u201d sanction is applied;
\n\u25cf classified as dubious investment projects EXT Ltd and Universal Group;
\n\u25cf approved the action plans for improving own financial condition for KUA OPIKA-CAPITAL LLC and SPREAD LLC;
\n\u25cf closed administrative proceedings against KUA VENTURICO LLC.<\/p>\n

Regarding registration and licensing matters, the Commission:<\/strong><\/p>\n

\u25cf registered a report on the results of the issuance of Series A corporate bonds by BTA BANK JSC;
\n\u25cf registered a report on the results of the issuance of shares by Ukrainska Finansova Zhytlova Kompaniia PrJSC;
\n\u25cf approved the Amendments to the Decision on the issuance of Series A, Series B, and Series C bonds (in case of non-registration of the bond prospectus) of DNIPROMETIZ TAS LLC;
\n\u25cf registered the issuance of shares of BUNGE KOLOS PrJSC without a public offering;
\n\u25cf registered the issuance of shares by ZNVKIF FOND ELERIA JSC, ZNVKIF VL INVEST JSC, and ZNVKIF DAS-GROUP JSC carried out for the purpose of joint investment, and the prospectus for the issuance of these shares;
\n\u25cf approved the draft charter and the registration of the issuance of shares of ZNVKIF VISDOM JSC, ZNVKIF CASE INVESTMENT JSC, and ZNVKIF YOTUNHEIM JSC for the purpose of forming the initial authorized capital;
\n\u25cf approved the intention of a person (entity) to acquire a qualifying holding in the professional capital market participant KUA HERITAGE INVESTMENT MANAGEMENT JSC;
\n\u25cf confirmed that KUA APF APINVEST LLC, KUA DIAMANT INVEST MANAGEMENT LLC, KUA UNIVES LLC, KUA FK ECO-DIM LLC, KUA OTP CAPITAL LLC, and FK INTERSVIT LLC complies with the criteria specified in the Resolution of the Cabinet of Ministers of Ukraine No. 76 dated 27 January 2023.<\/p>\n

Regarding the appointment of officials of professional participants, the Commission:<\/strong><\/p>\n

\u25cf approved the candidates for Members of the Board of NEPIDPRYIEMNYTSKE TOVARYSTVO NEDERZHAVNYI KORPORATYVNYI PENSIYNYI FOND OF UKREXIMBANK PLC;
\n\u25cf approved a person elected Chairman of the Supervisory Board and the persons responsible for the duties of Risk Manager, Member of the Supervisory Board, Compliance Manager, and Internal Auditor of KUA UDP ASSET MANAGEMENT LLC;
\n\u25cf approved a Member of the Supervisory Board, a person elected Member of the Supervisory Board, and a person resposible for the duties of Risk Manager of KUA PRO CAPITAL ASSET MANAGEMENT LLC;
\n\u25cf approved the Internal Auditor of KUA ANTARA LLC;
\n\u25cf approved a person responsible for the duties of Compliance Manager and Risk Manager, Internal Auditor of KUA ISENS ASSET MANAGEMENT\u201d;
\n\u25cf approved a person responsible for the duties of Compliance Manager of KUA PRO CAPITAL ASSET MANAGEMENT LLC;
\n\u25cf approved the Internal Auditor of KUA TA APF DALIZ-FINANCE LLC;
\n\u25cf approved the acting Director of FINANSOVA KOMPANIIA HAUZEN GROUP LLC;
\n\u25cf approved a person responsible for the duties of Compliance Manager and Risk Manager of FINANSOVA KOMPANIIA SPETSINVESTBUD LLC;
\n\u25cf approved a person responsible for the duties of Compliance Manager of FINANSOVA KOMPANIIA INTERSVIT LLC;
\n\u25cf approved a person appointed as Compliance Manager and a person responsible for the duties of Risk Manager of ARTA UPRAVLINNIA AKTYVAMY LLC;
\n\u25cf approved a person responsible for the duties of Compliance Manager of KUA-APF UKRSOC-CAPITAL LLC;
\n\u25cf approved a person elected as Member of the Board of Directors \u2013 Chief Executive Officer responsible for financial monitoring, the Compliance Manager, and a person elected as Chairman of the Board of Directors \u2013 Non-Executive Director responsible for the duties of Risk Manager of INTER-SERVICE-REESTR LLC;
\n\u25cf a person appointed as responsible for financial monitoring of FK DALIZ-FINANCE LLC;
\n\u25cf a person appointed Compliance Manager, a person responsible for the duties of Risk Manager of INVINTUM LLC;
\n\u25cf approved a person appointed Risk Manager, responsible for the duties of Compliance Manager of ENERGETYCHNA REESTRATSIYNA KOMPANIIA LLC;
\n\u25cf approved a person elected as Chairman of the Board of Directors \u2013 Chief Executive Officer, and a person appointed responsible for financial monitoring of SMART BOND.UA LLC;
\n\u25cf approved the Chair of the Supervisory Board, a Member of the Supervisory Board responsible for the duties of Internal Auditor and Compliance Manager, and two Members of the Supervisory Board of PRO CAPITAL SECURITIES LLC.<\/p>\n

These Commission decisions are available by following the link<\/a>.<\/p>","protected":false},"excerpt":{"rendered":"

In its rulemaking capacity, the Commission: \u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amendments to Certain Laws of Ukraine Regarding the Definition of Business…<\/p>\n","protected":false},"author":367,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3,857,4],"tags":[],"class_list":["post-1182974","post","type-post","status-publish","format-standard","hentry","category-golovn-novini","category-zasidannia-komisii","category-news"],"_links":{"self":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182974","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/users\/367"}],"replies":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/comments?post=1182974"}],"version-history":[{"count":2,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182974\/revisions"}],"predecessor-version":[{"id":1182992,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1182974\/revisions\/1182992"}],"wp:attachment":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/media?parent=1182974"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/categories?post=1182974"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/tags?post=1182974"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}