{"id":1183284,"date":"2026-05-06T16:54:26","date_gmt":"2026-05-06T13:54:26","guid":{"rendered":"https:\/\/www.nssmc.gov.ua\/?p=1183284"},"modified":"2026-05-11T10:32:35","modified_gmt":"2026-05-11T07:32:35","slug":"ua-kliuchovi-rishennia-nktspfr-vid-06-05-2026","status":"publish","type":"post","link":"https:\/\/www.nssmc.gov.ua\/en\/ua-kliuchovi-rishennia-nktspfr-vid-06-05-2026\/","title":{"rendered":"Key NSSMC decisions dated 06 May 2026"},"content":{"rendered":"<p><strong>In its rulemaking capacity, the Commission:<\/strong><\/p>\n<p>\u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amending the Code of Ukraine on Bankruptcy Procedures Regarding the Regulation of Legal Relations in the Conduct of Securitization and the Issuance of Covered Bonds\u201d (registration No. 15174 dated 13 April 2026);<br \/>\n\u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amending the Civil Code of Ukraine Regarding the Regulation of Legal Relations in the Conduct of Securitization and the Issuance of Covered Bonds\u201d (registration No. 15175 dated 13 April 2026);<br \/>\n\u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amending Existing Legislation Regarding the Improvement of Corporate Governance in Companies\u201d (registration No. 15149-1 dated 27 April 2026);<br \/>\n\u25cf endorsed the draft Regulation of the Cabinet of Ministers of Ukraine \u201cOn Updating the Composition of the Interagency Working Group on Ensuring the Negotiation Process for Ukraine\u2019s Accession to the European Union and the Adaptation of Ukrainian Legislation to European Union Law\u201d;<br \/>\n\u25cf approved the Regulations on the Procedure for Terminating a Corporate Investment Fund;<br \/>\n\u25cf approved the draft NSSMC Resolution \u201cOn Amending the NSSMC Resolution No. 1707 dated 13 October 2015\u201d;<br \/>\n\u25cf approved the Amendments to the NSSMC Rulemaking Plan for 2026;<br \/>\n\u25cf approved the draft NSSMC Resolution \u201cOn Amending the NSSMC Resolution No. 1221 dated 29 September 2022\u201d;<br \/>\n\u25cf endorsed the draft Regulation of the Cabinet of Ministers of Ukraine \u201cOn Proposals Regarding the Application of Personal Special Economic and Other Restrictive Measures (Sanctions) in Accordance with the Implementing Regulations and Decisions of the Council of the European Union\u201d;<br \/>\n\u25cf reviewed the draft Regulation of the Cabinet of Ministers of Ukraine \u201cOn Updating the Composition of the Commission for the Appointment of Complex Asset Managers\u201d;<br \/>\n\u25cf dissolved due to reorganization (transformation) the State-Owned Enterprise AGENCY FOR THE DEVELOPMENT OF THE STOCK MARKET INFRASTRUCTURE OF UKRAINE (individual legal ID code 21676262);<br \/>\n\u25cf approved the Measures to ensure implementation of an NSSMC Resolution on the Reorganization of the State-Owned Enterprise Agency for the Development of the Stock Market Infrastructure of Ukraine;<br \/>\n\u25cf approved the NSSMC Implementation Plan for the Action Plan to implement the Letter of Intent of the Government of Ukraine and the National Bank of Ukraine dated 13 February 2026, and the Memorandum on Economic and Financial Policy;<br \/>\n\u25cf approved the 2025 Commission activity report;<br \/>\n\u25cf approved the draft NSSMC Resolution \u201cOn Certain Issues Regarding the Conduct of Public Offerings of Securities During Martial Law\u201d;<br \/>\n\u25cf approved the draft NSSMC Resolution \u201cOn Approval of the Regulations on the Procedure for Issuing and Trading Domestic Local Bonds\u201d;<br \/>\n\u25cf approved the draft NSSMC Resolution \u201cOn the Specifics of Converting Corporate Bonds During Martial Law\u201d.<\/p>\n<p><strong>In its oversight capacity, the Commission:<\/strong><\/p>\n<p>\u25cf updated a list of assets, including cash, belonging to clients\/depositors of FREEDOM FINANCE UKRAINE LLC, against which an \u201casset freeze\u201d sanction is imposed;<br \/>\n\u25cf lifted restrictions on the securities of Barskyi ptakhokombinat PrJSC and Irshavremverstat PrJSC;<br \/>\n\u25cf granted a separate authorization to conduct a comprehensive list of transactions with securities of Rivnenska fabryka netkanykh materialiv PrJSC;<br \/>\n\u25cf informed investors about the dubious investment projects Cronika and Trading Time.<\/p>\n<p><strong>The following decisions were made regarding registration and licensing matters:<\/strong><\/p>\n<p>\u25cf registered the share issues of ZNVKIF ALFAT JSC and ZNVKIF ARUNA JSC, carried out for the purpose of joint investment, as well as the prospectuses for these share issues;<br \/>\n\u25cf approved the draft charters and the registration of share issues of ZNVKIF RENTOS CAPITAL JSC, ZNVKIF PROMIN INVEST JSC, ZNVKIF SIDS INVEST JSC, ZNVKIF ALENKAR JSC, ZNVKIF ERISTAVI JSC, ZNVKIF TAIRA JSC, and ZNVKIF AYMARA JSC for the purpose of forming the initial authorized capital;<br \/>\n\u25cf registered amendments to the prospectus, amendments to the regulations, and the registration of the issue of investment certificates of PVIFNVZT FORTE of ARTA UPRAVLINNIA AKTYVAMY LLC, and to the replacement of a certificate of registration for the issue of investment certificates for a mutual fund;<br \/>\n\u25cf registered the regulations of ZNPIF Inzhur MilTech of INZHUR LLC and information about the mutual fund was entered into the Unified State Register of Investment Funds (EDRISI);<br \/>\n\u25cf registered the issue of registered corporate bonds of Series F of 1 BEZPECHNE AGENTSTVO NEOBKHIDNYKH KREDYTIV LLC (without a public offering);<br \/>\n\u25cf registered the issuance of registered corporate bonds of Series A of ACCESS FINANCE SPV LLC (without a public offering);<br \/>\n\u25cf registered a report on the results of the share issuance by KORMORANT JSC;<br \/>\n\u25cf registered a report on the results of the issuance of Series A corporate bonds by SPOZHYVCHYI CENTR LLC, issued through a public offering;<br \/>\n\u25cf canceled the registration of the Series B bond issue of TAVRIA-V LLC, and revoked a certificate of registration for the Series B bond issue of TAVRIA-V LLC;<br \/>\n\u25cf confirmed that KUA SOLDIS LLC complies with the criteria specified in the Resolution of the Cabinet of Ministers of Ukraine No. 76 dated 27 January 2023;<br \/>\n\u25cf registered the issuance of shares of PERSHYI INVESTYTSIYNYI BANK\u201d (without a public offering).<\/p>\n<p><strong>Regarding the appointment of the officials of professional market participants, the Commission:<\/strong><\/p>\n<p>\u25cf approved the Internal Auditor and the person responsible for performing the duties of Risk Manager and Compliance Manager at KUA RENOME-2008 LLC;<br \/>\n\u25cf approved the person responsible for performing the duties of Compliance Manager and Risk Manager at KUA VSESVIT LLC;<br \/>\n\u25cf approved the Internal Auditor, the person responsible for performing the duties of Risk Manager, and the person responsible for performing the duties of Compliance Manager at KUA VIVA ASSET MANAGEMENT LLC;<br \/>\n\u25cf approved the person responsible for performing the duties of Compliance Manager at FINANSOVA KOMPANIIA RESPECT BUDINVEST LLC;<br \/>\n\u25cf approved the person responsible for performing the duties of Compliance Manager and the person responsible for performing the duties of Risk Manager at FINANSOVA KOMPANIIA ZHITLOINVESTBUD LLC;<br \/>\n\u25cf approved the Internal Auditor, the person appointed to the position of Risk Management Manager, and the person responsible for performing the duties of Compliance Manager at KUA PORTFELNI INVESTYTSII LLC;<br \/>\n\u25cf approved the Internal Auditor of CPG ASSETS MANAGEMENT LLC;<br \/>\n\u25cf approved the Internal Auditor at KUA ta APF FINCOM ASSET MANAGEMENT LLC;<br \/>\n\u25cf approved the person responsible for performing the duties of Compliance Manager and Risk Manager at Fondova Birzha PFTS JSC;<br \/>\n\u25cf approved the person responsible for performing the duties of Compliance Manager and Risk Manager at INVEST-M LLC;<br \/>\n\u25cf approved the person appointed responsible for financial monitoring at IK BUSINESS-INVEST LLC.<\/p>\n<p>These Commission decisions are available by following the <a href=\"https:\/\/www.nssmc.gov.ua\/meeting-results\/\" target=\"_blank\" rel=\"noopener\">link<\/a>.<\/p>","protected":false},"excerpt":{"rendered":"<p>In its rulemaking capacity, the Commission: \u25cf approved a Commission reference note on the draft Law of Ukraine \u201cOn Amending the Code of Ukraine on Bankruptcy Procedures Regarding the Regulation&#8230;<\/p>\n","protected":false},"author":367,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3,857,4],"tags":[],"class_list":["post-1183284","post","type-post","status-publish","format-standard","hentry","category-golovn-novini","category-zasidannia-komisii","category-news"],"_links":{"self":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1183284","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/users\/367"}],"replies":[{"embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/comments?post=1183284"}],"version-history":[{"count":2,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1183284\/revisions"}],"predecessor-version":[{"id":1183313,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/posts\/1183284\/revisions\/1183313"}],"wp:attachment":[{"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/media?parent=1183284"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/categories?post=1183284"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.nssmc.gov.ua\/en\/wp-json\/wp\/v2\/tags?post=1183284"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}