Within the scope of regulatory activities:
– issues related to the specifics of concluding and executing legal transactions involving foreign currency-denominated government securities during martial law were clarified;
– the Commission’s reference notes on the versions of the draft Law of Ukraine On the Timber Market (reg. No. 13227-2 and 13227-3) were approved;
– amendments were made to the NSSMC Resolution No. 538.
The following decisions were made on registration and licensing issues:
– intention to acquire a significant stake in the professional capital market participant LLC KUA OTP CAPITAL by LLC BANK CENTER No. 1 for Investments and Developments was approved;
– intention to acquire a significant stake in professional capital market participants by LLC K2 INVEST was approved;
– a share issue for joint investment and the prospectus for these shares were registered for JSC ZNVKIF EDFORD.
The appointment of the following officials was approved:
– Internal Auditor of LLC KUA UNIPRO MANAGEMENT;
– Member of the Supervisory Board of PrJSC KUA APF BROKBUSINESSINVEST;
– Internal Auditor of LLC KUA UNION AKTYV;
– Director of the Compliance Control and Risk Management Department of LLC INVESTYTSIYNI PARTNERY;
– Director of the Compliance Control Department of LLC INZHUR;
– Compliance Manager of LLC IFK Profinvest.
Within the scope of supervision:
– LLC DM BROK was denied approval of the Action Plan to improve its financial condition.
These Commission decisions are available following the link.
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