Key Commission decisions dated 11 Jul 2025

Within the scope of regulatory activities:

– approved the revised draft NSSMC Resolution on the Procedure for returning assets belonging to clients/depositors of a capital market operator subject to sanctions in the form of asset freezing;

– approved the draft Cabinet of Ministers of Ukraine Resolution “On Amendments to the Procedure and Regulations Approved by the Cabinet of Ministers of Ukraine Resolutions No. 888 of 30 November 2016, and No. 967 of 30 August 2022”;

– approved the Amendments to the NSSMC Rulemaking Plan for 2025;

– approved the draft Cabinet of Ministers of Ukraine Resolution “On Approval of the Procedure for Transforming a State-Owned Enterprise into a Joint Stock Company or a Limited Liability Company Whose 100 Percent of Shares (Stakes) Are Owned by the State”;

– approved the Commission reference note on the draft Law of Ukraine “On Amendments to the Civil Code of Ukraine Regarding Investment Funds” (reg. No. 13247 dated 01 May 2025);

– approved the draft Law of Ukraine “On Amendments to Articles 3 and 5 of the Law of Ukraine ‘On Sanctions’”.

The following decisions were made regarding registration and licensing issues:

– approved the draft articles of association and registration of the issue of shares to form the initial authorized capital of ZNVKIF FLERON JSC;

– registered the issue of shares for joint investment and the prospectus for the issue of these shares by ZNVKIF GIPERION INVEST JSC and ZNVKIF PARK INVEST JSC;

– cancelled the registration of the issue (issues) of shares, the prospectus (prospectuses) and the revocation of the certificate of registration of the issue of investment certificates of a non-diversified closed-end mutual investment fund.

Within the scope of supervision:

– approved the intention to acquire a significant stake in the professional capital market participant Profi-T Tsinni Papery LLC.
Approved the appointment of officials of the professional market operators:

– internal auditors of KASTODIAN GARANT LLC and FINASTA LLC;

– board members and the Chairman of the Supervisory Board of IVEKS CAPITAL PrJSC;

– the Director of the Compliance Control and Risk Management Department of INZHUR CAPITAL LLC;

– the Director, a person responsible for financial monitoring, a Compliance Manager and a Risk Manager of Finasta LLC;

– Chief Accountants of KUA TEMP LLC and KUA REIT S1 LLC;

– persons responsible for financial monitoring at KUA INVESTYTSIYNI PARTNERY LLC, KUA PATRIOT LLC, KUA TEMP LLC and KUA GARANTIA – INVEST LLC.

These decisions are available following the link.