Key NSSMC decisions dated 29 Jan 2026

Within the scope of regulatory activities, the Commission:

● reviewed the draft Regulation of the Cabinet of Ministers of Ukraine “On Approval of the Draft Letter from the Government of Ukraine to the Organization for Economic Cooperation and Development Regarding the Request to Accede to the Recommendation of the Council of the Organization for Economic Cooperation and Development on Consumer Protection in Consumer Credit”;
● amended the NSSMC Resolution dated 19 December 2025 No. 09/21/3402/K03;
● approved the Amendments to certain NSSMC regulatory legal acts regarding the submission of financial statements;
● amended the NSSMC Resolution No. 431 dated 8 April 2014;
● approved the draft NSSMC Resolution “On Amending the NSSMC Resolution No. 823 dated 23 September 2021”;
● approved the Amendments to the NSSMC Rulemaking Plan for 2026;
● approved the draft NSSMC Resolution “On Updating the Procedure for Providing NSSMC Information at the Request of the State Enforcement Service and Private Enforcement Agents”;
● approved the draft Regulation of the Cabinet of Ministers of Ukraine “On Proposals for the Application of Personal Special Economic and Other Restrictive Measures (Sanctions)”;
● approved the draft Registration of the Cabinet of Ministers of Ukraine “On Proposals for the Application of Sectoral Special Economic and Other Restrictive Measures (Sanctions) to the Republic of Nicaragua”;
● approved the draft Resolution of the Cabinet of Ministers of Ukraine “On the Establishment of an Interdepartmental Working Group on the Implementation of the Roadmap on the Rule of Law, Aimed at Improving Criminal Procedure Legislation”;
● approved the draft Resolution of the Cabinet of Ministers of Ukraine “On Updating the Procedure for Ensuring the Supply of Electricity to Protected Consumers”;
● approved the Regulation “On the Delegation of Certain Powers of the National Securities and Stock Market Commission to Commission officials”;
● amended paragraph 2 of the NSSMC Regulation No. 04/21/3553/K04 dated 14 January 2026;
● approved the Regulation “On Establishing Technical Parameters/Conditions for Submitting Financial Statements in XBRL Format to the Financial Reporting Collection Center, their Valiation, and Publication”.

Within the scope of supervision, the Commission:

● updated the list of assets, including cash belonging to clients/depositors of FREEDOM FINANCE UKRAINE LLC, to which the sanction of “asset freezing” is applied;
● classified BRAVIA TRADE and IronMarkets as dubious investment projects.

Regarding registration and licensing issues, the Commission:

● registered the issue of shares of ZNVKIF PRESTIGEBUD INVEST JSC, ZNVKIF GRIF CAPITAL JSC, ZNVKIF GIGABYTE INVESTMENTS JSC, ZNVKIF KALION JSC, ZNVKIF SEREKANO INVESTMENTS JSC and ZNVKIF SOFERO INVESTMENTS JSC, carried out for the purpose of joint investment, and the prospectus for the issue of these shares;
● registered amendments to the prospectus for the issue of shares, regulations, registration of the issue of shares of ZNVKIF SINFORT JSC, ZNVKIF ADVANCE JSC, and replacement of a certificate of registration of the issue of shares of a corporate investment fund;
● approved the draft charter and registration of shares of ZNVKIF AMADEY JSC, ZNVKIF ALMARION JSC, and ZNVKIF G GROUP INVEST JSC for the purpose of forming the initial authorized capital;
● removed NON-ENTREPRENEURIAL COMPANY VIDRYTYI NEDERZHAVNYI FOND NADIIA from the register of non-state pension funds;
● registered the issue of shares upon the establishment of KORMORANT JSC;
● registered a report on the results of the issue of corporate bonds of Series M of NovaPay Credit LLC, issued by way of a public offering;
● registered a report on the results of the placement (exchange) of shares of AGROSVITVOLYN PrJSC;
● confirmed that KUA VENTURIKO complies with the criteria specified in Resolution of the Cabinet of Ministers of Ukraine dated 27 January 2023 No. 76;
● registered the issue of shares of Strakhova Kompaniia NADIINA PrJSC;
● registered the issue of shares of FREENET JSC.

Regarding the appointment of officials at professional market participants, the Commission:

● approved a person responsible for the duties of Compliance Manager, a person responsible for the duties of Risk Manager and Internal Auditor of KUA GTS ASSET MANAGEMENT LLC;
● approved the Director and a person responsible for the duties of Risk Manager at KUA GLOBAL VIEW CAPITAL LLC;
● approved a person responsible for the duties of Risk Manager of FINANSOVA KOMPANIIA GARANT CAPITAL LLC;
● approved a person responsible for duties of Risk Manager and Chief Accountant of ALTUS-FINANS LLC;
● a person responsible for the duties of Compliance Manager, a person responsible for the duties of Risk Manager and Internal Auditor of PIVDENNYI REGIONALNYI DEPOZYTARNO-TORHOVYI FONDOVYI TSENTR LLC;
● the Internal Auditor, a person responsible for the duties of Compliance Manager, and a person responsible for the duties of Risk Manager at ARTEL-FINANCE LLC.

These Commission decisions are available by following the link.