Key NSSMC decisions dated 11 Feb 2026

Within the scope of regulatory activities, the Commission:

● amended the List of issues within the competence of the Committees of the National Securities and Stock Market Commission;

Within the scope of supervision, the Commission:

● amended a list of assets, including cash, belonging to the clients/depositors of FRIDOM FINANCE UKRAINE LLC, to which an “asset freezing” sanction is applied;
● approved an action plan to improve own financial condition of KUA TERSIN LLC;
● granted approval to a request not to apply an inadequacy of business reputation label in connection with the revocation of the licenses of Ukrainska Birzha JSC.

Regarding registration and licensing issues, the Commission:

● registered the issue of shares of PTAKHOFABRIKA VASYLKIVSKA PrJSC without a public offering;
● registered the issue of shares of UNEX BANK JSC (without a public offering);
● registered a report on the results of the placement of bonds and the cancellation of the registration of the issue of Series A bonds of VYROBNYCHE OBIEDNANNIA PIVDENNY MASHYNOBUDIVNYI ZAVOD IMENI O.M. MAKAROVA;
● approved the Amendments to a Decision on the issue of Series U, Series V, Series W, and Series X bonds of ULF-FINANCE LLC;
● approved Appendix No. 2 to the prospectus for Series M corporate bonds, Appendix No. 7 to the prospectus for Series L corporate bonds, Appendix No. 9 to the prospectus for Series D corporate bonds, Appendix No. 9 to the prospectus for Series E corporate bonds, and Appendix No. 12 to the prospectus for corporate bonds of Series J of NovaPay Credit LLC;
● registered the issue of shares of ZNVKIF FREEDOM UNICORN JSC, ZNVKIF SENSINVEST JSC, ZNVKIF POLARIS JSC and ZNVKIF Terranord Capital JSC, carried out for the purpose of joint investment, and the prospectus for the issue of these shares;
● approved the draft charter and registration of shares of ZNVKIF APEX TECH CAPITAL JSC and ZNVKIF INNOVA INDUSTRIAL PARTNERS JSC for the purpose of forming the initial authorized capital;
● terminated a license to conduct professional activities on capital markets – asset management activities for financing construction projects and/or real estate transactions of MUNITSYPALNY FOND UPRAVLINNIA TA FINANSUVANNIA BUDIVNYTSTVA JSC;
● approved the acquisition of a qualifying holding by a person/entity in the professional participant in capital markets KUA INVESTYTSIYNA GRUPA PROMETEY LLC;
● confirmed that NDU PJSC complies with the criteria specified in the Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023;
● confirmed that INVESTYTSIYNYI KAPITAL UKRAINA LLC complies with the criteria specified in the Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023;
● confirmed that KUA ALTUS ASSETS ACTIVITIES LLC complies with the criteria specified in the Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023;
● confirmed that IK SVITINVEST LLC complies with the criteria specified in the Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023;
● confirmed that TAS ASSET MANAGEMENT LLC complies with the criteria specified in the Resolution No. 76 of the Cabinet of Ministers of Ukraine dated 27 January 2023;
● approved a Regulation to enforce the Ruling of the Commercial Court of Odessa Region dated 26 December 2025 in case No. 916/1272/18.

Regarding appointment of the following officials of professional participants, the Commission:

● approved a person elected as Chair of the Supervisory Board, a person responsible for performing the duties of Compliance Manager, a person elected to the position of Member of the Supervisory Board and a person performing the duties of Risk Manager, as well as a person elected to the position of Member of the Supervisory Board and a person performing the duties of Internal Auditor of KUA AKSTON LLC;
● approved a person performing the duties of Compliance Manager, a person elected as Cchair of the Supervisory Board, a person performing the duties of Risk Manager, and a person elected as Member of the Supervisory Board of KUA TRUST TSENTR LLC;
● approved a person performing the duties of Compliance Manager of ALTUS-FINANS LLC;
● approved a person appointed as responsible for financial monitoring, a person appointed as Compliance Manager, performing the duties of Risk Manager at DZERELO LTD LLC;
● approved a person performing the duties of Risk Manager, a person appointed to the position of Internal Auditor of FONDOVA KOMPANIIA DALIZ-FINANS LLC;
● approved a person performing the duties of Compliance Manager and Risk Manager of MAXIMUM-CAPITAL LLC;
● approved a person performing the duties of Risk Manager and Compliance Manager, a person appointed as Chief Accountant, and a person appointed as Internal Auditor of FK ZENIT-DT LLC.

These Commission decisions are available by following the link.