Key Commission decisions dated 06 Jun 2025

Within the scope of regulatory activities:
– clarified issues related to the submission of financial statements by market participants, in particular, amendments were made to the NSSMC Resolution No. 314 and the Requirements for disclosure of financial statements in XBRL Format were approved;
– approved a Commission reference note on the draft Law of Ukraine On Investment Funds (reg. No. 13246);
– approved the NSSMC’s Plan for the implementation of the Letter of Intent of the Government of Ukraine and the National Bank of Ukraine dated 21 Mar 2025, and the Memorandum on Economic and Financial Policy.

Approved the appointment of the following officials of professional market participants:
– Acting Director of the Municipal Enterprise FC ZHITLO-INVEST of the Executive Body of the Kyiv City State Administration;
– Members of the Supervisory Board of LLC KUA OTP CAPITAL and PrJSC KUA BROKBUSINESSINVEST;
– Internal Auditor and Chief Accountant of LLC BTS BROKER;
– Chief Accountant of LLC FK SOKRAT;
– Member of the Supervisory Board of LLC Ukrainska Universalna Birzha.

Adopted the following Resolutions:
– on termination of the license for professional activities on capital markets of LLC Ukrservice;
– on renewal of licenses for depository activities of a depository institution, brokerage activities, and sub-brokerage activities of LLC NAFTA-INVEST;
– on the renewal of the license for professional activities in capital markets of LLC KUA APF AKTIV PLUS;
– extended the term for which the temporary manager of a licensee had been appointed.

The following decisions were made on registration issues:
– registered issues of shares for joint investment and prospectuses for these shares for JSC ZNVKIF KIT-INVEST, JSC ZNVKIF ARTEL CAPITAL and JSC ZNVKIF AURUM PRIME INVESTMENTS;
– approved draft statutes and registration of share issues for initial authorized capital formation of JSC ZNVKIF SORANO, JSC ZNVKIF SARGAS, JSC ZNVKIF EKTIV GROUS CAPITAL UKRAINE and JSC ZNVKIF KIP-FINANCE;
– registered a report on the results of the issue of corporate bonds of Series J of LLC NovaPay Credit, which are issued through a public offering.

Within the scope of supervision:
– made amendments to the NSSMC Decisions No. 2633, No. 405, and No. 406;
– banned making changes to the depository accounting system, as well as the conclusion and/or execution of legal transactions involving securities of PrJSC PROMZVYAZOK;
– denied LLC KUA OPIKA-KAPITAL approval of its plan of measures to improve its financial condition.

These Commission decisions are available at following the link.