Key NSSMC decisions dated 18 Mar 2026

In its rulemaking capacity, the Commission:

● approved a Commission reference note on the draft Law of Ukraine “On Amendments to Certain Laws of Ukraine Regarding the Definition of Business Entities”;
● approved the draft Resolution of the Cabinet of Ministers of Ukraine “On Approval of the Action Plan for the Implementation of the European Commission’s Recommendations Presented in the Report on Ukraine’s Progress as Part of the 2025 European Union Enlargement Package”;
● approved the draft Order of the Ministry of Finance of Ukraine “On Updating the Corporate Income Tax Return Form”;
● reviewed the draft Resolution of the Cabinet of Ministers of Ukraine “Certain Issues Regarding the Activities of the Supervisory Board of a State Unitary Enterprise or a Business Entity with Over 50 Percent of the Shares (Stakes) in the Authorized Capital Belonging to the State”.

In its oversight capacity, the Commission:

● issued a separate permit to conduct a full range of transactions involving securities owned by Capital-Profbud LLC;
● issued a separate permit to conduct a full range of transactions in connection with the privatization of a state-owned stake;
● approved the Resolution “On Conducting an Inspection of KINTO, LTD LLC”;
● approved the Resolution “On Conducting an Inspection of FONDOVA KOMPANIIA ZENIT-DT LLC”;
● updated a list of assets, including cash, belonging to clients/depositors of FREEDOM FINANCE UKRAINE LLC, to which an “asset freeze” sanction is applied;
● classified as dubious investment projects EXT Ltd and Universal Group;
● approved the action plans for improving own financial condition for KUA OPIKA-CAPITAL LLC and SPREAD LLC;
● closed administrative proceedings against KUA VENTURICO LLC.

Regarding registration and licensing matters, the Commission:

● registered a report on the results of the issuance of Series A corporate bonds by BTA BANK JSC;
● registered a report on the results of the issuance of shares by Ukrainska Finansova Zhytlova Kompaniia PrJSC;
● approved the Amendments to the Decision on the issuance of Series A, Series B, and Series C bonds (in case of non-registration of the bond prospectus) of DNIPROMETIZ TAS LLC;
● registered the issuance of shares of BUNGE KOLOS PrJSC without a public offering;
● registered the issuance of shares by ZNVKIF FOND ELERIA JSC, ZNVKIF VL INVEST JSC, and ZNVKIF DAS-GROUP JSC carried out for the purpose of joint investment, and the prospectus for the issuance of these shares;
● approved the draft charter and the registration of the issuance of shares of ZNVKIF VISDOM JSC, ZNVKIF CASE INVESTMENT JSC, and ZNVKIF YOTUNHEIM JSC for the purpose of forming the initial authorized capital;
● approved the intention of a person (entity) to acquire a qualifying holding in the professional capital market participant KUA HERITAGE INVESTMENT MANAGEMENT JSC;
● confirmed that KUA APF APINVEST LLC, KUA DIAMANT INVEST MANAGEMENT LLC, KUA UNIVES LLC, KUA FK ECO-DIM LLC, KUA OTP CAPITAL LLC, and FK INTERSVIT LLC complies with the criteria specified in the Resolution of the Cabinet of Ministers of Ukraine No. 76 dated 27 January 2023.

Regarding the appointment of officials of professional participants, the Commission:

● approved the candidates for Members of the Board of NEPIDPRYIEMNYTSKE TOVARYSTVO NEDERZHAVNYI KORPORATYVNYI PENSIYNYI FOND OF UKREXIMBANK PLC;
● approved a person elected Chairman of the Supervisory Board and the persons responsible for the duties of Risk Manager, Member of the Supervisory Board, Compliance Manager, and Internal Auditor of KUA UDP ASSET MANAGEMENT LLC;
● approved a Member of the Supervisory Board, a person elected Member of the Supervisory Board, and a person resposible for the duties of Risk Manager of KUA PRO CAPITAL ASSET MANAGEMENT LLC;
● approved the Internal Auditor of KUA ANTARA LLC;
● approved a person responsible for the duties of Compliance Manager and Risk Manager, Internal Auditor of KUA ISENS ASSET MANAGEMENT”;
● approved a person responsible for the duties of Compliance Manager of KUA PRO CAPITAL ASSET MANAGEMENT LLC;
● approved the Internal Auditor of KUA TA APF DALIZ-FINANCE LLC;
● approved the acting Director of FINANSOVA KOMPANIIA HAUZEN GROUP LLC;
● approved a person responsible for the duties of Compliance Manager and Risk Manager of FINANSOVA KOMPANIIA SPETSINVESTBUD LLC;
● approved a person responsible for the duties of Compliance Manager of FINANSOVA KOMPANIIA INTERSVIT LLC;
● approved a person appointed as Compliance Manager and a person responsible for the duties of Risk Manager of ARTA UPRAVLINNIA AKTYVAMY LLC;
● approved a person responsible for the duties of Compliance Manager of KUA-APF UKRSOC-CAPITAL LLC;
● approved a person elected as Member of the Board of Directors – Chief Executive Officer responsible for financial monitoring, the Compliance Manager, and a person elected as Chairman of the Board of Directors – Non-Executive Director responsible for the duties of Risk Manager of INTER-SERVICE-REESTR LLC;
● a person appointed as responsible for financial monitoring of FK DALIZ-FINANCE LLC;
● a person appointed Compliance Manager, a person responsible for the duties of Risk Manager of INVINTUM LLC;
● approved a person appointed Risk Manager, responsible for the duties of Compliance Manager of ENERGETYCHNA REESTRATSIYNA KOMPANIIA LLC;
● approved a person elected as Chairman of the Board of Directors – Chief Executive Officer, and a person appointed responsible for financial monitoring of SMART BOND.UA LLC;
● approved the Chair of the Supervisory Board, a Member of the Supervisory Board responsible for the duties of Internal Auditor and Compliance Manager, and two Members of the Supervisory Board of PRO CAPITAL SECURITIES LLC.

These Commission decisions are available by following the link.