Key NSSMC Resolutions dated 25 February 2026

Within the framework of rulemaking activities:

● amended the Procedure for issuing, suspending and terminating a license to conduct professional activities on capital markets;
● approved Amendments to the 2026 Normative Activity Plan of the NSSMC;
● approved the draft Resolution of the NSSMC «On approval of changes to some normative legal acts of the National Securities and Stock Market Commission on combating abuse in capital markets»;
● approved the draft Resolution of the NSSMC «On approval of changes to the Requirements for disclosure of financial reporting indicators in the XBRL format for reporting entities that are participants in capital markets and professional participants in organized commodity markets»;
● agreed on the draft Resolution of the CMU «On the liquidation of some advisory, advisory and other auxiliary bodies formed by the Cabinet of Ministers of Ukraine and amendments to some acts of the Cabinet of Ministers of Ukraine»;
● adopted an order on some issues of monitoring the professional suitability of a person appointed to the position of head of a professional participant in capital markets and organized commodity markets, officials of the internal control system and persons responsible for financial monitoring.

Within the scope of supervision:

● informed investors about dubious investment projects «Bits Global» and «DAXIA LIMITED»;
● has been amended to the list of assets, including funds belonging to clients/depositors of LLC «FRIEDOM FINANCE UKRAINE», to which a sanction in the form of «blocking of assets» has been applied.

On registration and licensing matters, the following decisions were made:

• approved Appendix No. 3 to the corporate bond prospectus of Series B LLC “FC “SUPPLY CHAIN FINANCE”;
• registered a report on the results of the issue of shares of PJSC “PEREHIDNYI BANK” «YUTE BANK»;
• registered the issue of shares of SC «CNDVCIF «VELES», SC «CNDVCIF «R2 FINANCE», JSC «CNVCIF «TELLURIUM INVEST», JSC “CNDVCIF “VAISMEN”, SC “CNDVCIF “VYDNOKRAI CAPITAL”, which is carried out for the purpose of joint investment, and the prospectus of these shares;
• the draft charter and registration of the issue of shares of JSC « CNDVCIF «KORNION» was agreed with the aim of forming the initial authorized capital;
• compliance has been established LLC AMC “HEDGE INVEST”, LLC «AMC «CAPITAL GROUP», LLC «AMC «GUARANTEE – INVEST», LLC «AMC «IVEX ESSET MANAGEMENT», LLC «STOCK COMPANY «TRANSFERT», LLC «AMC «PROFI-T ACTIVE», LLC «PROFI-T SECURITIES», LLC «KINTO, LTD», LLC «AMC «TRUST CAPITAL», LLC «AMC «CONSTANTA VENTURE INVEST», LLC «FINKORTRADE», LLC «UUB», LLC «NAVIGATOR-INVEST», DU «ARIFRU», KP «FINANCIAL COMPANY «HOUSING-INVEST» criteria specified in the resolution of the CMU dated January 27, 2023 № 76.

The appointment of the following officials of professional participants was agreed:

● of the person entrusted with the duties of performing the function of compliance manager of LLC «AMC «TSIMECONINVEST»;
● of the person entrusted with the duties of performing the function of risk manager and the function of compliance manager of LLC «AMC «RICHMOND»;
● of the person entrusted with the duties of performing the function of compliance manager and the function of risk manager of LLC «AMC «ANTARA»;
● of a person appointed to the position of compliance manager of LLC «FC «GUARANTEE CAPITAL»;
● of a person appointed to the position of internal auditor of LLC «AMC «INVEST-CONSULTING»;
● internal auditor LLC «AMC «TRAVERTIN»;
● of the person entrusted with the duties of performing the function of risk manager and the function of compliance manager of LLC «AMC «PROFINVEST»;
● of the person responsible for financial monitoring of LLC «ARTA ASSET MANAGEMENT»;
● of the person responsible for financial monitoring of LLC «AMC «TERSIN»;
●, the intention to acquire significant participation by persons in professional participants of the capital markets of LLC «TCP « KRIPTEX », PJSC «ALTERA FINANCE» has been agreed
● agreed on the intention to increase a person’s significant participation in a professional participant in the capital markets of LLC «KINTO, Ltd»;
● two members of the Supervisory Board and a member of the Board, as well as a person whose candidacy is proposed for the position of Chairman of the Board of PJSC «NATIONAL DEPOSITORY OF UKRAINE»;
● of the person responsible for financial monitoring of LLC «TCP « KRIPTEX »828;
● four members, Chairman of the Supervisory Board, internal auditor and chief accountant of LLC «INVESTMENT CAPITAL UKRAINE».

The relevant Resolution of the Commission are available at the following link.