Key NSSMC decisions dated 01 Apr 2026

In its rulemaking capacity, the Commission:

● endorsed the draft Resolution of the Cabinet of Ministers of Ukraine “On Approval of the Action Plan for Strengthening Internal Control and Internal Audit Systems in Ukraine for Accountable and Effective Management”;
● approved the Amendments to the NSSMC Rulemaking Plan for 2026;
● approved the draft NSSMC Resolution “On the Specifics of Financial Reporting by Certain Participants in Capital Markets and Organized Commodity Markets in 2026”;
● approved the draft NSSMC Resolution “On the Approval of Amendments to Certain NSSMC Legal Regulatory Acts Regarding Rating”;
● endorsed the draft Regulation of the Cabinet of Ministers of Ukraine “On Submitting Proposals Regarding the Application of Personal Special Economic and Other Restrictive Measures (Sanctions) in Accordance with the Regulation of the Council of the European Union Concerning the Republic of Mali”;
● endorsed the draft Regulation of the Cabinet of Ministers of Ukraine “On Submitting Proposals Regarding the Application of Personal Special Economic and Other Restrictive Measures (Sanctions) in Accordance with the Regulation of the Council of the European Union Concerning the Bolivarian Republic of Venezuela”;
● approved the Resolution “On Establishing Restrictions on Securities of Joint Investment Institutions”;
● reviewed the draft Resolution of the Cabinet of Ministers of Ukraine “On Amending the Annex to the State Property Policy”.

In its supervisory capacity, the Commission:

● amended a list of assets, including funds, belonging to clients/depositors of FREEDOM FINANCE UKRAINE LLC, to which an “asset freeze” sanction is applied;
● granted permission for professional capital market participants to establish business relationships with Uklon Corporate LLC, legal entity identification code 44378710;
● granted permission for professional capital market participants to establish business relations with Ukraine Tower Company LLC, legal entity identification code 44281999;
● classified “Liber Trade” and “xtp LTD” as dubious investment projects;

Regarding registration and licensing, the Commission:

● registered the issuance of registered Series D corporate bonds by AZURRO FINANCE LLC (without a public offering);
● approved Appendix No. 3 to the prospectus for Series M corporate bonds, Appendix No. 8 to the prospectus for Series L corporate bonds, Appendix No. 10 to the prospectus for Series D corporate bonds, Appendix No. 10 to the prospectus for Series E corporate bonds, and Appendix No. 13 to the prospectus for Series J corporate bonds of NovaPay Credit LLC;
● registered a report on the results of the share issuance without a public offering by ODESAVINPROM PrJSC;
● registered the issuance of shares by ZNVKIF RODOLIT GROUP JSC, ZNVKIF MENTOR JSC, ZNVKIF JAM DEVELOPMENT JSC, ZNVKIF SERVAL JSC, and ZNVKIF CAPELLA JSC, carried out for the purpose of joint investment, as well as the prospectus for the issuance of these shares;
● approved the draft charters and registration of share issues for ZNVKIF INTERNUM JSC, ZNVKIF SEYVAR JSC, ZNVKIF BLAGO GROUP JSC, ZNVKIF TERMOND JSC, ZNVKIF DIVISION UA JSC, ZNVKIF MARGIN JSC, ZNVKIF WHITEHORN JSC, and ZNVKIF KRIOS JSC for the purpose of forming the initial authorized capital.

Regarding the appointment of officials at professional market participants, the Commission:

● approved a Member of the Supervisory Board resoponsible for the duties of Risk Manager, a person elected Chair of the Supervisory Board, responsible for the duties of Internal Auditor, a person appointed Director, responsible for the duties of Compliance Manager, and a Member of the Supervisory Board of TTsP CRYPTEX LLC;
● approved a person responsible for the duties of Compliance Manager at STATUS ASSET CAPITAL LLC;
● a person responsible for the duties of Risk Manager, and a person responsible for the duties of Internal Auditor at KUA PROFIT LLC;
● approved a person responsible for the duties of Compliance Manager at KUA KARPATY-INVEST PrJSC;
● approved the Internal Auditor and a person responsible for the duties of Compliance Manager at KUA SPILNI INVESTYTSIYNI PROEKTY LLC;
● approved a person appointed Compliance Manager and a person responsible for the duties of Risk Manager and Internal Auditor at KUA ROYAL FINANCE LLC;
● approved a person responsible for the duties of Compliance Manager at KUA FINEC ASSET MANAGEMENT LLC;
● approved a person responsible for the duties of Risk Manager at KUA DIKV-L LLC.

These Commission decisions are available by following the link.