Key NSSMC decisions dated 07 Apr 2026

In its rulemaking capacity, the Commission:

● approved the Amendments to the Rulemaking Plan of the National Securities and Stock Market Commission for 2026;
● amended the NSSMC Resolution No. 09/21/4069/K03 dated 01 April 2026;
● regarding the participation of an authorized representative in the extraordinary remote general meeting of shareholders of National Depository of Ukraine PJSC to be held on 14 April 2026;
● regarding the participation of an authorized representative in the electronic annual general meeting of shareholders of National Depository of Ukraine PJSC to be held on 27 April 2026;
● amended the NSSMC Resolution No. 2407 dated 15 October 2013;
● updated the List of administrative services provided by the National Securities and Stock Market Commission;
● changed the composition of certain NSSMC committees;
● updated the Regulations on the recording and review by the NSSMC of cases of administrative offenses;
● updated the Procedure for requesting a controlled service by the NSSMC;
● amended the NSSMC Resolution No. 15/21/4018/K03 dated 25 March 2026;
● updated the Procedure for conducting inspections in capital markets and organized commodity markets;
● reviewed the draft Regulation of the Cabinet of Ministers of Ukraine “Certain Issues Regarding the Management of Assets Seized in Criminal Proceedings in Exceptional Cases”.

In its supervisory capacity, the Commission:

● updated a list of assets, including funds, belonging to clients/depositors of FREEDOM FINANCE UKRAINE LLC, subject to an “asset freeze” sanction.

Regarding registration and licensing matters, the Commission:

● registered the issue and approved the prospectus of Series A registered corporate bonds of VIKING PARK LLC;
● registered the issue and approved the prospectus for Series A registered corporate bonds of SPOZHYVCHYI TSENTR LLC;
● registered a report on the results of the share issue without a public offering by ADM ILLICHIVSK PrJSC;
● issued a license to INVESTUDIO LLC to conduct professional activities in capital markets — trading in financial instruments;
● issued a license to STANDARD VAN CAPITAL LLC to conduct professional activities in the capital markets — trading in financial instruments;
● issued a license to the depository institution STANDARD VAN CAPITAL LLC for professional activities in capital markets — depository activities;
● registered the issue of shares by ZNVKIF SOTSIUM INVEST, carried out for the purpose of joint investment, and the prospectus for the issue of these shares;
● canceled the registration of the issue(s) of investment certificates, the prospectus(es) for the issuance of investment certificates, and the termination of a registration certificate for the issue of investment certificates of the undiversified closed-end venture capital investment fund Intergal – Bud of KUA CRYSTAL ASSET MANAGEMENT LLC;
● canceled the registration of a share issue and revoked a temporary certificate of registration of a share issue for the purpose of forming the initial authorized capital of ZNVKIF KMDSH INVEST JSC;
● approved the intention to acquire a qualifying holding by a person/entity in the professional capital market participant KUA READY-INVEST JSC.

Regarding the appointment of the officials of professional market participants, the Commission:

● approved a person responsible for performing the duties of Compliance Manager at K2 INVEST LLC;
● approved the Internal Auditor, the Compliance Manager, and the Risk Manager at ADAMANT SECURITIES LLC;
● approved a person responsible for performing the duties of Risk Manager at FINANSOVA KOMPANIIA INTERSVIT LLC;
● approved the Chair of the Supervisory Board and a person responsible for performing the duties of Risk Manager, a Member of the Supervisory Board, and a person responsible for performing the duties of Internal Auditor at KUA FINEC ASSET MANAGEMENT LLC;
● approved the Chair of the Supervisory Board and a Member of the Supervisory Board of KUA DIKV-L LLC;
● approved a person responsible for performing the duties of Compliance Manager and Risk Manager at KUA NIKA-INVEST LLC;
● approved the Internal Auditor, a person responsible for performing the duties of Compliance Manager at KUA AKTIV LLC;
● approved a person appointed Compliance Officer and a person responsible for the duties of Risk Officer at PRIKARPATSKA INVESTYTSIYNA KOMPANIIA PRINCOM PrJSC.

These Commission decisions are available by following the link.