Key Commission decisions dated 05 Feb 2026

Within the scope of regulatory activities, the Commission:

● reviewed the draft Resolution of the Cabinet of Ministers of Ukraine “On Approval of the Draft Letter from the Government of Ukraine to the Organization for Economic Cooperation and Development Regarding the Request to Adhere to the Recommendation of the Council of the Organization for Economic Cooperation and Development on General Principles for the Protection of Financial Services Consumers”;
● approved a Commission reference note on the draft Law of Ukraine “On Amendments to the Law of Ukraine ‘On State Aid to Economic Entities’ Regarding the Specifics of Applying its Provisions during the Legal Regime of Martial Law and Improving the Monitoring of State Aid to Economic Entities”;
● amended the NSSMC Resolution dated 25 September 2012 No. 1284;
● approved the draft NSSMC Resolution “On Amending the Regulations on Professional Activities in the Organization of Trading in Financial Instruments”;
● approved the Amendments to the NSSMC Rulemaking Plan for 2026;
● approved the draft NSSMC Resolution “On Amendments to the Procedure for Issuing, Suspending, and Terminating Licenses for Professional Activities in Capital Markets”;
● approved the draft NSSMC Resolution “On Amending the Procedure for Approving Persons Appointed to the Position of Head of a Professional Participant in Capital Markets and Organized Commodity Markets, Officials of the Internal Control System, and Persons Responsible for Financial Monitoring”;
● endorsed the draft Regulation of the Cabinet of Ministers of Ukraine “On Amending the National Energy and Climate Plan until 2030”;
● approved the draft NSSMC Resolution “On Approval of the Procedure for Providing a Controlled Service by the NSSMC”;
● approved the draft NSSMC Resolution “On Approving the Procedure for Conducting Inspections in Capital Markets and Organized Commodity Markets”;
● approved the draft NSSMC Resolution “On Approving the Procedure for Conducting Investigations in Capital Markets and Organized Commodity Markets”;
● approved the draft NSSMC Resolution “On Approving the Procedure for Appointing and Dismissing NSSMC Controllers”;
● approved the draft NSSMC Resolution “On Recognizing as Null and Void the NSSMC Resolutions No. 14/21/2358/K03 dated 30 May 2025, and No. 14/21/2659/K03 dated 01 August 2025”;
● amended the NSSMC Resolution No. 899 dated 05 October 2021;
● reviewed the draft Resolution of the Cabinet of Ministers of Ukraine “On Amending the Charter of Ukrhydroenergo Private Joint-Stock Company;
● reviewed the draft Resolution of the Cabinet of Ministers of Ukraine ”On Amending the State Property Policy.”

Regarding registration and licensing issues, the Commission:

● registered a report on the results of the issue of corporate bonds of Series K of TAS-LOGISTIC LLC;
● registered a report on the results of the issue of shares of Decarbonization Fund of Ukraine JSC;
● approved Appendix No. 3 to the prospectus of corporate bonds of Series E1 of ULF-FINANCE LLC;
● registered the issue of shares of ZNVKIF ENTERPRISE JSC and ZNVKIF INDUSTRY INVEST UKRAINE JSC, carried out for the purpose of joint investment, and the prospectus for the issue of these shares;
● approved the draft charter and registration of the issue of shares of JSC ZNVKIF VIZIR JSC, ZNVKIF GRAND FINANCE JSC, ZNVKIF EOS JSC, JSC ZNVKIF INVEST CITY JSC and ZNVKIF FERRATA JSC for the purpose of forming the initial authorized capital;
● confirmed that KUA RIBEYL ASSET MANAGEMENT LLC and TTsP PGI LLC comply with the criteria specified in the Resolution of the the Cabinet of Ministers of Ukraine No. 76 dated 27 January 2023.

Regarding the appointment of officials at professional market participants, the Commission:

● approved a person responsible for performing the duties of Compliance Manager, a person responsible for performing the duties of Risk Manager, and the Internal Auditor of KUA KYIVSKI INVESTYTSIYNI PROEKTY LLC;
● approved the Internal Auditor, a person responsible for performing the duties of Risk Manager, and a person responsible for performing the duties of Compliance Manager at KUA EVKLID LLC;
● approved the Chief Accountant, as well as the Acting Director of UKRAINSKA RESURSNA BIRZHA LLC;
● approved a person designated as responsible for financial monitoring at PRYBUTOK PLUS LLC.

These Commission decisions are available by following the link.