An investment consulting license — it is your instrument for legally growing your business on capital markets

In the context of the active development of Ukraine’s financial market, high-quality investment consulting has been taking on new significance. An investment consulting license is not only a confirmation of a company’s professional status, but also a guarantee of transparency, trust, and responsibility to investors.

The main task of this type of activity is to provide investors with recommendations and advice regarding the selection of the most profitable and rational investment of funds and the effective use of the investor’s property.

Therefore, the National Securities and Stock Market Commission is urging market participants to legalize their activities and join a civilized investment environment!

Recently, one of the companies successfully completed the licensing procedure and is already operating as a full-fledged market participant with the right to provide investment advisory services. This demonstrates the regulator’s openness to cooperation and a real opportunity for new players to gain full access to the market.

What does a license give you?
● Legality in the investment advice and recommendations business
● Ability to assist clients in making informed financial decisions
● Increased trust from investors and partners
● Business expansion and new sources of income

To obtain a license, it is necessary to submit documents in accordance with the current Procedure for issuing, suspending and revoking a license, approved by the NSSMC Resolution dated 21 October 2021 No. 982, and comply with the License Terms approved by the NSSMC Resolution dated 21 February 2024 No. 208.

If you have any questions please call (044) 280-28-26. The NSSMC telephone hotline work schedule: Mon — Fri from 10h00 to 16h00 (lunch break 13h00—13h45).

In addition, we would like to remind investors that to protect yourself while investing you are invited to read the specially created Investor Protection section on our Vnesok (contribution) platform.

This moment — is the best time to take a step forward toward a transparent, institutionally mature capital market in Ukraine.