On December 30, 2013 the National Securities and Stock Market Commission and the National Bank of Ukraine entered into Agreement between NSSMC and NBU No. 114/14.

According to Article 18 of the Law of Ukraine “On Prevention and Counteraction to Legalization (Laundering) of Proceeds of Crime, Terrorism Financing, and Financing of Proliferation of Weapons of Mass Destruction,” the tasks of the specially authorized body include, in particular, establishing cooperation, interaction and exchange of information with state authorities, the National Bank of Ukraine, competent foreign authorities and international organizations in the field of prevention and counteraction to legalization (laundering) of proceeds of crime, terrorism financing, and financing of proliferation of weapons of mass destruction.

According to Article 22 of the Law of Ukraine “On Financial Services and State Regulation of Financial Services Markets,” the National Bank of Ukraine, the NSSMC, and the National Commission for State Regulation of Financial Services Markets are authorized to access each other’s information databases maintained for the purpose of regulating financial services markets.

To cooperate and coordinate the activities, the National Bank of Ukraine, the NSSMC and the National Commission for State Regulation of Financial Services Markets are required to hold action meetings at least once a month or more often at the request of one of the heads of these agencies. Relevant minutes and/or interagency agreements must be drawn/entered into based on the results of such meetings. Consideration and implementation of decisions in these minutes or agreements are binding on each state authority regulating the financial services markets.

Memorandum between the NSSMC and the National Anti-Corruption Bureau of Ukraine No. 32/14 was entered into on May 0, 2016.

Let us recall that according to Article 19-2 of the Law of Ukraine “On the National Anti-Corruption Bureau of Ukraine,” the National Bureau interacts with the National Bank of Ukraine, the State Property Fund of Ukraine, the Antimonopoly Committee of Ukraine, the National Agency on Corruption Prevention, the bodies of the State Border Guard Service and the State Fiscal Service, the central executive body in charge of the state policy in prevention and counteraction to legalization (laundering) of proceeds of crime, terrorism financing, and financing of proliferation of weapons of mass destruction (hereinafter referred to as the specially authorized executive authority on financial monitoring), and other state authorities.

The National Bureau may enter into agreements on/memorandums of cooperation and information exchange with certain state authorities.

The National Bank of Ukraine, the Antimonopoly Committee of Ukraine, the State Property Fund of Ukraine, the state authority for financial monitoring in Ukraine, the National Agency on Corruption Prevention, as well as other state authorities exercising state control over compliance of individuals and legal entities with Ukrainian legislation in order to prevent and counteract to crime within the jurisdiction of the National Bureau, are required to:

  • Transfer to the National Bureau information that may indicate, be used to prevent, detect, stop or investigate crimes within jurisdiction of the National Bureau that were obtained in exercising control functions and conducting information analysis;
  • At the National Bureau’s request and within its competence, carry out audits, inspections and other actions to control compliance of individuals and legal entities with the Ukrainian legislation.

The NSSMC and the National Agency on Corruption Prevention entered into the Memorandum of Understanding Concerning Cooperation and Information Exchange on November 23, 2016.

The MoU provides for combined efforts of the parties aimed at cooperation in the prevention, detection and suppression of corruption, in particular through exchanging relevant information. The cooperation includes joint meetings, educational events and conferences.

According to Clauses 1-2 of Part 1 of Article 12 of the Law of Ukraine “On Prevention of Corruption” and in order to fulfill its obligations, the National Agency has the following rights:

  • According to the procedure established by the legislation and at written requests, receive information necessary for to perform its tasks from state authorities, authorities of the Autonomous Republic of Crimea, local self-government bodies, economic entities of any form of ownership and officials thereof, individuals and associations thereof;
  • Have direct access to information databases of state authorities, authorities of the Autonomous Republic of Crimea, local self-government bodies, and use state-owned, including government, communications systems, special communication networks, and other technical means.

On August 17, 2015, the State Fiscal Service and the NSSMC entered into Agreement “On Information Cooperation between the State Fiscal Service of Ukraine and the National Securities and Stock Market” No. 36/14/1.

Let us recall that according to Clause 3 of the Regulations on the State Fiscal Service of Ukraine approved by Resolution of the Cabinet of Ministers of Ukraine No. 236 dated May 21, 2014, the main tasks of the SFS include, in particular, interaction and information exchange with national and foreign state authorities and international organizations.

On March 1, 2013, the NSSMC and the State Statistics Service of Ukraine entered into Agreement on Exchange of Information Resources No. 21/14/3.

Let us recall that according to Clause 4 of the Regulations on the State Statistics Service of Ukraine approved by Decree of the President of Ukraine No. 396/2011 dated April 6, 2011, the State Statistics Service must perform, inter alia, the following tasks:

  • Involve administrative data and other necessary information for statistical purposes;
  • Enter into agreements on exchange of information resources with state authorities, local self-government bodies and other legal entities carrying out activities for collection and use of statistical information and administrative data

On February 1, 2013 the NSSMC and the State Property Fund of Ukraine entered into Agreement “On Information Cooperation Between the National Securities and Stock Market Commission and the State Property Fund of Ukraine” No. 19/14/83.

Let us recall that according to Article 10 of the Law of Ukraine “On the State Property Fund of Ukraine,” the Fund has the following rights in accordance with the established procedure to perform its tasks:

  • Receive information, documents and materials from state authorities and local self-government bodies, enterprises, institutions, organizations of any form of ownership and officials thereof;
  • Use relevant information databases of state authorities, as well as state, including government, communication systems, special communication networks, and other technical means.
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